-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LuwmqGx3GUize6QYqao5mPwgoBDFOo+dwtw+K3KNqIQX9VIDML6va0LGEtm05d9t Euzd+CVAiouAktaD6RaGnw== 0000950114-97-000068.txt : 19970222 0000950114-97-000068.hdr.sgml : 19970222 ACCESSION NUMBER: 0000950114-97-000068 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FIRST STATE BANCORPORATION CENTRAL INDEX KEY: 0000897861 STANDARD INDUSTRIAL CLASSIFICATION: STATE COMMERCIAL BANKS [6022] IRS NUMBER: 850366665 STATE OF INCORPORATION: NM FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-44079 FILM NUMBER: 97535848 BUSINESS ADDRESS: STREET 1: 111 LOMAS AVE N W CITY: ALBUQUERQUE STATE: NM ZIP: 87102 BUSINESS PHONE: 5052417500 MAIL ADDRESS: STREET 1: PO BOX 3686 CITY: ALBUQUERQUE STATE: NM ZIP: 87190 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: MERCANTILE BANCORPORATION INC CENTRAL INDEX KEY: 0000064907 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 430951744 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 524 STREET 2: P O BOX 524 CITY: ST LOUIS STATE: MO ZIP: 63166-0524 BUSINESS PHONE: 3144252525 MAIL ADDRESS: STREET 1: P O BOX 524 CITY: ST LOUIS STATE: MO ZIP: 63166-0524 FORMER COMPANY: FORMER CONFORMED NAME: MERCANTILE TRUST CO DATE OF NAME CHANGE: 19720229 SC 13G 1 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 Initial Filing First State Bancorp - --------------------------------------------------------------- (Name of Issuer) Common Stock - --------------------------------------------------------------- (Title of Class of Securities) 336453105 - --------------------------------------------------------------- CUSIP Number Check the following box if a fee is being paid with this statement. / / CUSIP NO. 336453105 1) Names of Reporting Persons Mercantile Bancorporation Inc. S.S. or I.R.S. Identifica- 43-0951744 tion Nos. of above Persons 2) Check the appropriate Box if a member of a group (a) (b) 3) SEC Use Only 4) Citizenship or Place of Organization Missouri (5) Sole Voting Power 150,672 Number Of Shares Beneficially (6) Shared Voting Power 0 Owned by Each Reporting (7) Sole Dispositive Power 0 Person With (8) Shared Dispositive Power 0 9) Aggregate Amount Beneficially Owned by Each Reporting Person 150,672 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares 11) Percent of Class Represented by Amount in Row 9 7.0% 12) Type of Reporting Person H.C. 2 Item 1(a) Name of Issuer: First St Bancorp Item 1(b) Address of Issuer's Principal Executive Offices: P.O. Box 3686 Albuquergue, NM 87190 Item 2(a) Name of Person Filing: Mercantile Bancorporation Inc. Item 2(b) Address of Principal Business Offices or, if none, Residence: #1 Mercantile Center St. Louis, Missouri 63101 Item 2(c) Citizenship New Mexico Corporation Item 2(d) Title of Class of Securities: First St Bancorp, Common Stock Item 2(e) CUSIP Number: 336453105 Item 3. If this Statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under Section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employee Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see 240.13d-1(b)(1)(ii)(F) (g) [x] Parent Holding Company, in accordance with 240.13d-1(b)(ii)(G) (h) [ ] Group, in accordance with 240.13d-1(b)(1)(ii)(H) 3 Item 4. Ownership. (a)Amount Beneficially Owned: 150,672 (b)Percent of Class: 7.0% (c)Number of shares as to which such person has: (i) sole power to vote or to direct the vote 150,672 (ii) shared power to vote or to direct the vote 0 (iii) sole power to dispose or to direct the disposition of 0 (iv) shared power to dispose or to direct the disposition of 0
Item 5. Ownership of Five Percent or Less of a Class. Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. See Exhibit A Item 8. Identification and Classification of Members of the Group. Not Applicable Item 9. Notice of Dissolution of Group. Not Applicable 4 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired in the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influencing the control of the issuer of such securities and were not acquired in connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth on this statement is true, complete and correct. 2/12/97 - --------------------------------------- Date Mercantile Bancorporation Inc. BY /s/ Janie Greenwood Harris - --------------------------------------- Signature Janie Greenwood Harris, Senior Attorney - --------------------------------------- Name/Title 5 EXHIBIT A Item 7. Identification of Relevant Subsidiaries Name Item 3 Classification ========================================================= Mercantile Bank Bank -----END PRIVACY-ENHANCED MESSAGE-----